David Picton Suttles

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 05/2017
  Compass Bank
  Houston, TX
• 11/2014 → 05/2017
  Bbva Securities Inc.
  Houston, TX
• 12/2014 → 05/2017
  Bbva Wealth Solutions Inc.
  Houston, TX
• 05/2017 → 12/2020
  Wells Fargo Clearing Services
  Houston, TX
• 05/2017 → 12/2020
  Wells Fargo Bank
  Houston, TX
• 02/2021 → 02/2023
  Jpmorgan Chase Bank Na
  Houston, TX
• 01/2021 → 01/2021
  Unemployed
  Houston, TX
• 02/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 03/2023 → Present
  Bank Of America, N.A.
  Houston, TX

Previous Registrations

• 2021-02-25 → 2023-02-26
  J.P. Morgan Securities Llc
  Houston, TX
• 2017-06-07 → 2020-11-03
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Houston, TX
  Houston, TX
  Tarpon Springs, FL
• 2014-12-16 → 2017-05-31
  Pnc Managed Account Solutions, Inc.
  Houston, TX
• 2013-08-30 → 2014-11-05
  Deutsche Bank Securities Inc.
  Houston, TX
• 2013-02-25 → 2013-08-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2013-02-22

Other Names

• David Picton Suttles
• David P Suttles
• David P Suttles
• David P Suttles
• David P. Suttles
• David Suttles
• David Picton Suttles