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Nathaniel S Jones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsford, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-01-05
CT RA APPROVED 2008-10-07
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • CT RA
    APPROVED
    Since 2008-10-07

Branch Locations

1241 Pittsford Victor Rd, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rochester NY 06/2008 Present
Bank Of America, N.A. Pittsford NY 11/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
S63 Uniform Securities Agent State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2008-09-29
  • S63 Uniform Securities Agent State Law Examination
    2007-05-23
Other Names
  • Nathaniel Scott Jones
  • Nathaniel Scott Jones

View on SEC IAPD

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MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
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