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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
VA RA APPROVED 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15
  • VA RA
    APPROVED
    Since 2024-03-15

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

1889 Governor'S Pointe Drive, Suffolk, VA 23436 • United States

Smithfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Suffolk VA 04/2007 10/2017
Raymond James Financial Services, Inc. Suffolk VA 10/2017 03/2024
Raymond James Financial Services Advisors Inc. Suffolk VA 10/2017 03/2024
Freedom Street Partners Suffolk VA 11/2017 03/2024
Steward Partners Global Advisory, Llc Suffolk VA 03/2024 Present
Steward Partners Investment Solutions, Llc Suffolk VA 03/2024 Present
Steward Partners Investment Advisory, Llc Suffolk VA 03/2024 Present
Previous Registrations
Other Businesses

(1)Name of Business: Freedom Street Partners Address: 1889 Governor's Pointe Dr Suite A, Suffolk, VA, 23436, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA (2)Name of Business: FSP Enterprise LLC Address: 1889 Governors Pointe Dr Ste A, Suffolk, VA, 23436-1143, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner non control (3)Name of Business: Robert L Estes, LLC Address: 1889 Governor's Pointe Dr Suite A, Suffolk, VA, 23436, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of support company (4) Name of Business: North Suffolk Rotary; Address: Suffolk, VA; Activity Type: Service organization; Position/Title: President of local club; Not investment related; Start date March 2008; 10 Hrs/Mo devoted to this activity 6 Hrs/Mo devoted to this activity during trading hours; Description of duties: In charge of running the weekly meeting and working with board members to help guide Club endeavors. (5) Name of Business: RAVR Holdings, LLC; Address: Chesapeake, VA; Activity Type: Passive investor; Position/Title: Passive investor; Investment related: Yes; Start date 1-6-2024; 0 Hrs/Mo devoted to the activity; 0 Hrs/Mo devoted to this activity during trading hours; Description of duties: passive investor in car wash business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-22
  • S66 Uniform Combined State Law Examination
    2007-06-22
Other Names
  • Rob Lawrence Estes
  • Robert Estes

View on SEC IAPD

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