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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-15 |
| VA | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
1889 Governor'S Pointe Drive, Suffolk, VA 23436 • United States
Smithfield, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Suffolk | VA | 04/2007 | 10/2017 |
| Raymond James Financial Services, Inc. | Suffolk | VA | 10/2017 | 03/2024 |
| Raymond James Financial Services Advisors Inc. | Suffolk | VA | 10/2017 | 03/2024 |
| Freedom Street Partners | Suffolk | VA | 11/2017 | 03/2024 |
| Steward Partners Global Advisory, Llc | Suffolk | VA | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Suffolk | VA | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Suffolk | VA | 03/2024 | Present |
(1)Name of Business: Freedom Street Partners Address: 1889 Governor's Pointe Dr Suite A, Suffolk, VA, 23436, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: DBA (2)Name of Business: FSP Enterprise LLC Address: 1889 Governors Pointe Dr Ste A, Suffolk, VA, 23436-1143, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner non control (3)Name of Business: Robert L Estes, LLC Address: 1889 Governor's Pointe Dr Suite A, Suffolk, VA, 23436, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of support company (4) Name of Business: North Suffolk Rotary; Address: Suffolk, VA; Activity Type: Service organization; Position/Title: President of local club; Not investment related; Start date March 2008; 10 Hrs/Mo devoted to this activity 6 Hrs/Mo devoted to this activity during trading hours; Description of duties: In charge of running the weekly meeting and working with board members to help guide Club endeavors. (5) Name of Business: RAVR Holdings, LLC; Address: Chesapeake, VA; Activity Type: Passive investor; Position/Title: Passive investor; Investment related: Yes; Start date 1-6-2024; 0 Hrs/Mo devoted to the activity; 0 Hrs/Mo devoted to this activity during trading hours; Description of duties: passive investor in car wash business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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