Karen Melo Ticas

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  East Providence, RI
• 03/2017 → 10/2021
  Mml Investors Services, Llc
  East Providence, RI
• 07/2016 → 10/2021
  Massachusetts Mutual Life Insurance Company
  East Providence, RI
• 10/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-25 → 2021-11-02
  Mml Investors Services, Llc
  East Providence, RI
• 2014-03-06 → 2018-02-01
  Mariner
  Overland Park,, KS
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  East Providence, RI
• 2009-09-10 → 2015-01-02
  New England Securities
  East Providence, RI
• 2011-03-28 → 2012-09-27
  Mariner
  Overland Park,, KS
• 2007-09-10 → 2009-10-02
  Signator Investors, Inc.
  Warwick, RI

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 11/2021, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) PLANNING FOR GOOD, 20 CABOT BLVD, STE 300, MANSFIELD, MA, 08/2023, OWNER, DBA, INV REL, 200 HR/MO, 160 HR/MO TRADING. 3) PLANNING FOR GOOD, LLC, 20 CABOT BLVD, STE 300, MANSFIELD, MA, 12/2023, OWNER, BUSINESS ENTITY, INV REL, 40 HR/MO, 160 HR/MO TRADING. 4) KAREN MELO TICAS, 10 HENSHAW AVE, ATTLEBORO, MA, 03/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 3 HR/MO, 12 HR/MO TRADING. 5) LIBRE ADVISOR NETWORK, One West Boylston St, STE 202, Worcester MA 01605, United States, 09/2025, Financial Advisor, DBA Name, NIR, 160 HR/MO - 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-27
• S63 Uniform Securities Agent State Law Examination
  2007-05-18

Designations

• Certified Financial Planner

Other Names

• Karen Melo