Katie Elizabeth Burton

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 09/2020
  O'COnnor Capital Management
  Shrewsburg, PA
• 06/2013 → 10/2020
  H. Beck, Inc.
  Bethesda, MD
• 11/2020 → 02/2022
  T. Rowe Price Investment Services, Inc.
  Owings Mills, MD
• 02/2022 → Present
  Raymond James Financial Services Inc
  York, PA
• 02/2022 → Present
  Raymond James Financial Services Advisors
  York, PA

Previous Registrations

• 2020-08-27 → 2020-09-30
  Grove Point Investments, Llc
  Glen Rock, PA
  Stewartstown, PA

Other Businesses

(1) Name of Business: Allegro Winery Address: 4069 Vineyard Rd., Stewartstown, PA, 17363, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 05/13/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am working in the tasting room helping customers. (2) Name of Business: LongView Wealth Solutions, Address: 120 Pine Grove Commons, York, PA, 17403, Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee, Investment Related: No Start Date: 02/01/2022 HPM: 81 HPM trade hours: 41 Duties: Support staff to the FA's in the office.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-21
• S63 Uniform Securities Agent State Law Examination
  2013-09-09

Other Names

• Katie Elizabeth Knaub
• Katie Elizabeth Burton
• Katie Elizabeth Mannarino