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4100 Embassy Parkway Suite 100, Akron, OH 44333 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-12-13 |
Branch Locations
4100 Embassy Parkway Suite 100, Akron, OH 44333 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Akron | OH | 05/2012 | 12/2016 |
| Lpl Financial, Llc | Akron | OH | 12/2016 | Present |
| Symphony Financial Services, Inc. | Akron | OH | 12/2016 | Present |
1) 12/13/2016 - SYMPHONY FINANCIAL SERVICES, INC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/16/2016 - 175 hr/mth. 2) 12/14/2016 - SYMPHONY FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 12/16/2016 - 80 Hours Per Month/20 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through SYMPHONY FINANCIAL SERVICES, an independent investment advisor firm. I started this business activity in 12/2016. I expect to spend approximately 80 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3). 08/08/2019 - Ash Brokerage - Investment related - At reported business location(s) - Non-Variable Insurance - start date:08/01/2019 - 6 hrs/mo - 6 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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