Andrew John Baker

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-04

NY RA
APPROVED

Since 2021-05-04

Branch Locations

Cicero, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group	Cazenovia	NY	10/2012	Present

10/2012 → Present

Independent Financial Group

Cazenovia, NY

Other Businesses

ANDREW J BAKER SOLE PROP. POSITION: Owner operator NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 6517 Lakeshore Road, Cicero NY 13039, United States DESCRIPTION: Buy Used boats, RV's, Auto's Snowmobiles at auto auctions. Sell said vehicles to retail customers.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-03-31

S63 Uniform Securities Agent State Law Examination

2000-03-31