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Wendi Christine Koleszar

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-11

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein Chicago IL 04/2007 12/2018
Hudson Way Capital Management Dallas TX 01/2019 06/2021
Ubs Financial Services Inc Dallas TX 07/2021 Present
  • 04/2007 → 12/2018
    Sanford C. Bernstein
    Chicago, IL
  • 01/2019 → 06/2021
    Hudson Way Capital Management
    Dallas, TX
  • 07/2021 → Present
    Ubs Financial Services Inc
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2007-08-27
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2007-08-27
Other Names
  • Wendi Chignoli
  • Wendi Christine Chignoli
  • Wendi Christine Koleszar
  • Wendi Koleszar

View on SEC IAPD

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