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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Federal Credit Union | Rochester Ny | NY | 07/2023 | Present |
| Unemployed | Rochester | NY | 01/2023 | 07/2023 |
| Manning & Napier Advisors | Fairport | NY | 09/2007 | 12/2022 |
| Lpl Financial Llc | Rochester | NY | 08/2024 | Present |
1 - 07/15/2024 - ESL INVESTMENT SERVICES LLC. - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s). 2 - 07/15/2024 - ESL Trust Services, LLC - Financial Institution Duty - Inv Related - 2 Hours/Month - NY 14604 - OBA Start Date: 6/26/24. 3 - 07/15/2024 - Cooper Haims Advisors, LLC - Financial Institution Duty - Inv Related - 80 Hours/Month - NY 14564 - OBA Start Date: 3/25/2024. 4 - 07/15/2024 - ESL INVESTMENT SERVICES - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-16 |
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