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Audri K Barthel

Morgan Stanley

Tulsa, OK

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
OK RA APPROVED 2014-11-10
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • OK RA
    APPROVED
    Since 2014-11-10

Branch Locations

2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tulsa OK 03/2010 Present
  • 03/2010 → Present
    Morgan Stanley Smith Barney
    Tulsa, OK
Other Businesses

MRS. B'S; TULSA, OK; OWNER; MAKING HOMEMADE ITEMS, SUCH AS QUILTS, HANDBAGS AND PURSES, AND EMBROIDERED ITEMS TO SELL VIA CRAFT SHOWS OR ONLINE; 10 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 06/2013 2. BUSINESS / COMPANY; SOLE PROPRIETOR / OWNER / PARTNER; RNA PROPERTIES; AS OF 06/2014;DURING BUSINESS HOURS 0 AFTER BUSINESS HOURS 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-08
  • S66 Uniform Combined State Law Examination
    2014-11-08
Other Names
  • Audri Barthel

View on SEC IAPD

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