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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-23
TX RA APPROVED 2023-04-20
  • IN RA
    APPROVED
    Since 2024-04-23
  • TX RA
    APPROVED
    Since 2023-04-20

Branch Locations

101 Summit Ave Suite 900, Fort Worth, TX 76102 • United States

Decatur, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Worth TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Worth TX 11/2016 04/2023
Wells Fargo Advisors Financial Network, Llc Fort Worth TX 04/2023 Present
Previous Registrations
Other Businesses

BRANNUM FAMILY LLC, NOT INV RELATED, CRESSON, TX, 100% OWNERSHIP WITH SPOUSE, START 6/7/2022, 0 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS FAMILY PROPERTY. BRANNUM5, LLC, INVT RELATED, CRESSON, TX, 100% OWNERSHIP, START DATE 1/1/2023, .15 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE. STANNUM CAPITAL, LLC, INVT RELATED, 50% OWNERSHIP, START DATE 1/2/2023, .15 HRS PER MONTH, 0 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-15
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S65 Uniform Investment Adviser Law Examination
    2007-09-15
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28
Other Names
  • Corey Truitt Brannum

View on SEC IAPD

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