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Thomas Sanderlin Owens

First Citizens Investor Services, Inc.

Charlotte, NC

Hendersonville, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-06-08
  • NC RA
    APPROVED
    Since 2011-06-08

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

539 North Main St., Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 05/2011 Present
First Citizens Bank Raleigh NC 05/2011 Present
  • 05/2011 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 05/2011 → Present
    First Citizens Bank
    Raleigh, NC
Previous Registrations
  • 2007-08-20 → 2011-05-13
    Truist Investment Services, Inc.
    Asheville, NC
    Hendersonville, NC
    Asheville, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-18
  • S66 Uniform Combined State Law Examination
    2007-08-18
Other Names
  • Thomas Sanderlin Owens

View on SEC IAPD

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