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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-10-25 |
Branch Locations
Germantown, TN • United States
1400 N. Jackson Street, Tullahoma, TN 37388 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Investment Services, Inc | Memphis | TN | 05/2010 | 08/2021 |
| Truist Advisory Services, Inc. | Memphis | TN | 09/2016 | 08/2021 |
| Suntrust Bank | Memphis | TN | 11/2018 | 08/2021 |
| Raymond James Financial Services, Inc | Tullahoma | TN | 10/2024 | Present |
| Pinnacle Bank/Pinnacle Financial Partners | Tullahoma | TN | 09/2021 | Present |
(1)Name of Business: Address: 2938 Mallard Ln, Germantown, TN, 38138, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: manage the tenants request for maintaining the homes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-31 |
| S66 | Uniform Combined State Law Examination | 2010-11-19 |
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