Ricardo Daniel Carrion

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-06-30
TX	RA	APPROVED	2025-06-27

NJ RA
APPROVED

Since 2025-06-30
TX RA
APPROVED

Since 2025-06-27

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dan Carrion Llc	Little Silver	NJ	08/2021	08/2022
Tp Icap	Edison	NJ	02/2021	08/2021
Unemployed	Little Silver	NJ	01/2021	02/2021
Applegate Commodities Llc	Tinton Falls	NJ	02/2012	12/2020
Merrill Lynch, Pierce, Fenner & Smith Inc.	Pennington	NJ	08/2022	06/2025
Bank Of America, N.A.	Pennington	NJ	10/2022	06/2025
Wells Fargo Clearing Services, Llc	Oakhurst	NJ	06/2025	Present

08/2021 → 08/2022

Dan Carrion Llc

Little Silver, NJ
02/2021 → 08/2021

Tp Icap

Edison, NJ
01/2021 → 02/2021

Unemployed

Little Silver, NJ
02/2012 → 12/2020

Applegate Commodities Llc

Tinton Falls, NJ
08/2022 → 06/2025

Merrill Lynch, Pierce, Fenner & Smith Inc.

Pennington, NJ
10/2022 → 06/2025

Bank Of America, N.A.

Pennington, NJ
06/2025 → Present

Wells Fargo Clearing Services, Llc

Oakhurst, NJ

Previous Registrations

2022-11-21 → 2025-07-14

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-18

S66 Uniform Combined State Law Examination

2022-11-18

Other Names

Dan Carrion

View on SEC IAPD

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