Steven Bradley Grist

Employer firm

Legacy 401K Partners, LLC CRD 181525

19 advisory clients

Reported services (Item 5G)

Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Legacy 401K Partners, Llc

1785 State Hwy 26 Suite 200, Grapevine, TX 76051 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-08-12

TX RA
APPROVED

Since 2015-08-12

Branch Locations

1785 State Hwy 26 Suite 200, Grapevine, TX 76051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legacy 401K Partners, Llc	Dallas	TX	06/2015	Present
Legacy 401K Partners, Llc	Dallas	TX	01/2019	Present

06/2015 → Present

Legacy 401K Partners, Llc

Dallas, TX
01/2019 → Present

Legacy 401K Partners, Llc

Dallas, TX

Previous Registrations

2014-02-27 → 2015-08-05

Isc Advisors, Inc.

Dallas, TX
2008-01-30 → 2013-12-31

Institutional Securities Corporation

Dallas, TX

Dallas, TX

Dallas, TX
2007-10-03 → 2007-10-12

Equitable Advisors, Llc

Plano, TX

Other Businesses

1. EAST DALLAS INVESTMENTS, LLC, FAMILY OWNED LLC ESTABLISHED EXCLUSIVELY FOR THE PURCHASE OF RESIDENTIAL REAL ESTATE TO BE USED AS RENTAL PROPERTIES. ZERO HOURS TO BE SPENT DURING TRADING HOURS AND ALL REVENUE/PROCEEDS TO BE RE-INVESTED BACK INTO THE LLC FOR PURCHASE OF ADDITIONAL PROPERTIES. DESPITE THE NAME, NO SECURITIES WILL BE OFFERED, ONLY INVESTING IN RESIDENTIAL REAL ESTATE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-24

S66 Uniform Combined State Law Examination

2007-07-24

Other Names

Brad Grist
Steve Bradley Grist

View on SEC IAPD