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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-06-11
  • AL RA
    APPROVED
    Since 2021-06-11

Branch Locations

1011 Leighton Ave, Anniston, AL 36207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Oxford AL 09/2014 06/2021
Compass Bank Birmingham AL 08/2014 06/2021
Bbva Wealth Solutions Inc. Oxford AL 09/2014 06/2021
Bbva Compass Insurance Agency, Inc. Austin TX 08/2014 06/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anniston AL 06/2021 Present
University Of Alabama Birmingham Birmingham AL 08/2020 Present
Bank Of America, N.A. Anniston AL 08/2021 Present
  • 09/2014 → 06/2021
    Bbva Securities Inc.
    Oxford, AL
  • 08/2014 → 06/2021
    Compass Bank
    Birmingham, AL
  • 09/2014 → 06/2021
    Bbva Wealth Solutions Inc.
    Oxford, AL
  • 08/2014 → 06/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 06/2021 → Present
    Anniston, AL
  • 08/2020 → Present
    University Of Alabama Birmingham
    Birmingham, AL
  • 08/2021 → Present
    Bank Of America, N.A.
    Anniston, AL
Previous Registrations
  • 2014-09-12 → 2021-06-04
    Pnc Managed Account Solutions, Inc.
    Anniston, AL
    Oxford, AL
  • 2010-06-14 → 2014-07-09
    Bb&T Investment Services, Inc.
    Birmingham, AL
    Irondale, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Charlotte, NC
    Pell City, AL
    Springville, AL
    Birmingham, AL
    Oxford, AL
    Roanoke, AL
    Lineville, AL
    Homewood, AL
    Birmingham, AL
  • 2009-09-08 → 2010-03-11
    Anniston, AL
    St Louis, MO
Other Businesses

I*519345 Entity Type: Charitable Name of outside business organization: Community Foundation of Northeast Alabama Investment related: No Address of business: Anniston, Alabama, 36201 Position, title, association: Committee, Board Member, Finance committee, Investment committee Start date of relationship: 10/1/2020 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 1 hr Duties: The Community Foundation of Northeast Alabama is a philanthropy organization that provides scholarships and grants to community organizations, non-profits and individuals. I am a Trustee/Board Member with the organization. I*518406 For profit or not for profit: Entity For Profit Name of outside business organization: RQJ Ventures LLC Investment related: N Address of business: Anniston, Alabama, 36201 Position, title, association: Owner Start date of relationship: 11/1/2006 Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0 Duties: The LLC was formed primarily for real estate investment I am 100 owner of the LLC. I*: 2796284 Entity Type: Charitable Name of OBA: Friends of the Public Library of Anniston-Calhoun County Inc Address: Anniston, AL 36201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 10/01/2025 Number of Hours: 12 hrs annually Number of Hours during trading: 0 Duties: As a board member I primarily will 1) help identify financial support opportunities for the Library, 2) determine how funds should be allocated to the Library, and 3) help with quarterly book sale fundraiser. The Friends of the Library Board has no authority over the operations of the Public Library.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-05
  • S66 Uniform Combined State Law Examination
    2009-09-05
Other Names
  • Reuben Quinn Johnson
  • Reuben Q Johnson
  • Reuben Quinn Johnson

View on SEC IAPD

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