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Steven Francis Wolken

Clearstead; Clearstead Advisory Solutions

Cleveland, OH

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Current Employers
Clearstead; Clearstead Advisory Solutions

1100 Superior Ave East Suite 700, Cleveland, OH 44114 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-04-02
  • OH RA
    APPROVED
    Since 2012-04-02

Branch Locations

1100 Superior Ave East Suite 700, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartland & Co. Cleveland OH 10/2011 Present
  • 10/2011 → Present
    Hartland & Co.
    Cleveland, OH
Previous Registrations
  • 2007-05-01 → 2012-03-30
    Chess Financial Corp
    Beachwood, OH
    Pepper Pike, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-30
  • S65 Uniform Investment Adviser Law Examination
    2007-04-30

View on SEC IAPD

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