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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2018-01-18 |
Branch Locations
2400 Research Blvd., Ste. 320, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 07/2014 | Present |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 07/2014 | Present |
1) LIGHT OF THE CAPITAL AT WOODBYRNE FARM, GERMANTOWN, MD, 08/2019. OWNER, MANAGE BEEHIVES. NIR-4/MO-0/TRADING. 2) ASCENT WEALTH STRAGEGIES GROUP, LLC, 2400 RESEARCH BLVD, STE 320, ROCKVILLE, MD, DBA, CO-FOUNDER, 07/22/20, INV REL, 60/WK - 35/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 4) INSURANCE, 2400 Research Blvd., Suite 320, Rockville MD 20850, United States, 09/30/2025, Agent, Insurance/Benefits/Human Resources, Not Investment Related, 4 HR/MO - 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-04 |
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