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Mark Allan Bannick

Osaic Wealth, Inc.

New Orleans, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-04-08
  • LA RA
    APPROVED
    Since 2024-04-08

Branch Locations

715 Girod St #200, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramsey County Elections Saint Paul MN 10/2007 03/2017
Wells Fargo Advisors, Llc New Orleans LA 09/2015 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 08/2018 07/2023
Unemployed New Orleans LA 02/2018 07/2018
Osaic Wealth Inc New Orleans LA 04/2024 Present
Unemployed New Orleans LA 08/2023 03/2024
  • 10/2007 → 03/2017
    Ramsey County Elections
    Saint Paul, MN
  • 09/2015 → 01/2018
    Wells Fargo Advisors, Llc
    New Orleans, LA
  • 08/2018 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
  • 02/2018 → 07/2018
    Unemployed
    New Orleans, LA
  • 04/2024 → Present
    Osaic Wealth Inc
    New Orleans, LA
  • 08/2023 → 03/2024
    Unemployed
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10
Other Names
  • Mark Allan Bannick
  • Mark Bannick

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

More in New Orleans, LA

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