Mark Allan Bannick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 03/2017
  Ramsey County Elections
  Saint Paul, MN
• 09/2015 → 01/2018
  Wells Fargo Advisors, Llc
  New Orleans, LA
• 08/2018 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA
• 02/2018 → 07/2018
  Unemployed
  New Orleans, LA
• 04/2024 → Present
  Osaic Wealth Inc
  New Orleans, LA
• 08/2023 → 03/2024
  Unemployed
  New Orleans, LA

Previous Registrations

• 2018-08-27 → 2023-08-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New Orleans, LA
• 2015-10-01 → 2018-01-31
  Wells Fargo Clearing Services, Llc
  New Orleans, LA
• 2015-07-16 → 2015-08-19
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  New Orleans, LA
• 2008-01-23 → 2009-12-31
  Waddell & Reed
  Savage, MN

Exams

• S66 Uniform Combined State Law Examination
  2007-08-10

Other Names

• Mark Allan Bannick
• Mark Bannick