Nick Calegari

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Coffynut Woodworks Llc
  Fort Worth, TX
• 10/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Addison, TX
• 11/2016 → 08/2019
  Wells Fargo Clearing Services, Llc
  Addison, TX
• 09/2019 → 02/2022
  Morgan Stanley
  Dallas, TX
• 02/2022 → 05/2023
  Ubs Financial Services Inc
  Euless, TX
• 05/2023 → Present
  Ubs Financial Services Inc.
  Blue Springs, MO

Previous Registrations

• 2019-09-23 → 2022-02-07
  Morgan Stanley
  Dallas, TX
  Abilene, TX
  Dallas, TX
• 2013-10-22 → 2019-08-28
  Wells Fargo Clearing Services, Llc
  Fort Worth, TX
  Addison, TX
  Fort Worth, TX
  Hurst, TX
  Dallas, TX
  North Richland Hills, TX
  North Richland Hills, TX
  Haltom City, TX
  Haltom City, TX
  Grand Prairie, TX
  Grand Prairie, TX
  Mansfield, TX
  Arlington, TX
• 2011-12-13 → 2012-07-27
  Td Ameritrade, Inc.
  Omaha, NE
  Fort Worth, TX
  Fort Worth, TX
• 2012-01-04 → 2012-07-27
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2011-12-12
• S63 Uniform Securities Agent State Law Examination
  2008-01-03