Jesus Lopez-Castaneda

Current Employers

Employment History

• 04/2007 → 01/2018
  National Planning Corporation
  El Segundo, CA
• 02/2018 → 09/2020
  Western International Securities, Inc.
  Pasadena, CA
• 09/2020 → 05/2023
  F3 Logic, Llc
  Burnsville, MN
• 08/2022 → 07/2023
  Independent Financial Group, Llc
  Richmond, VA
• 06/2023 → Present
  Gallagher Fiduciary Advisors, Llc
  Richmond, VA
• 07/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Richmond, VA

Previous Registrations

• 2020-09-10 → 2023-05-19
  F3Logic, Llc
  Burnsville, MN
• 2018-02-14 → 2020-09-02
  Western International Securities, Inc.
  Pasadena, CA
  Pasadena, CA
• 2010-01-06 → 2018-02-13
  National Planning Corporation
  El Segundo, CA

Other Businesses

1) f3Logic,LLC;investment related;11980 Portland Avenue South,Burnsville,MN 55337;llc;operations & tech integrations manager;9/3/2020;160 hrs/month;130 hrs during trading;oversee the day-to-day operations of the business,suport the ops team,support offices/advisors and facilitate training on technology platforms as needed 2) GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: Director of Operations NATURE: It is a Registered Investment Advisor LLC (RIA) Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/19/2023 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: I oversee the day-to-day operations of the business, support the ops team, support offices/advisors under our RIA servicing agreements and facilitate training on technology platforms as needed.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-25