Nicholas Francis Columbo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-19
TX	RA	APPROVED	2026-03-19

NJ RA
APPROVED

Since 2026-03-19
TX RA
APPROVED

Since 2026-03-19

Branch Locations

376 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	10/2009	03/2026
Morgan Stanley	Northfield	NJ	03/2026	Present

10/2009 → 03/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
03/2026 → Present

Morgan Stanley

Northfield, NJ

Previous Registrations

2009-10-23 → 2026-03-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Philadelphia, PA

Iselin, NJ

Toms River, NJ

Cranford, NJ

Iselin, NJ

Toms River, NJ

Toms River, NJ

New York, NY

Toms River, NJ

Pennington, NJ

Toms River, NJ

Toms River, NJ

Pennington, NJ

New York, NY
2008-04-01 → 2009-10-23

Banc Of America Investment Services, Inc.

Charlotte, NC
2007-06-06 → 2008-02-04

Ameriprise Financial Services, Llc

Winston Salem, NC

Other Businesses

683899 - Toms River Basketball Association; Investment Related - No; Toms River, New Jersey; Children/Youth, Sports; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2026; During Business Hours: 0; After Business Hours: 10; Labor/Service, Marketing, Administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-05

S66 Uniform Combined State Law Examination

2007-06-05

Other Names

Nick Columbo

View on SEC IAPD