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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-30 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Roseville | CA | 04/2017 | 07/2019 |
| Yolo Federal Credit Union | Davis | CA | 07/2019 | 07/2020 |
| Cuso Financial Services, Lp | San Diego | CA | 07/2019 | 07/2020 |
| Adp, Inc. | Sacramento | CA | 01/2025 | 03/2025 |
| Adp Broker-Dealer, Inc. | Sacramento | CA | 01/2025 | 03/2025 |
| Nationwide Investment Services Corporation | Columbus | OH | 10/2020 | 11/2024 |
| Uber | San Francisco | CA | 06/2016 | 12/2024 |
| Lyft | San Francisco | CA | 06/2016 | 12/2024 |
| Transamerica Investors Securities, Llc | Sacramento | CA | 06/2025 | 10/2025 |
| Transamerica Life Insurance Company | Sacramento | CA | 06/2025 | 10/2025 |
| Nationwide Investment Services Corporation | Columbus | OH | 10/2025 | Present |
Lyft Rideshare Driver 1099 Independant Contractor Remote position Started in June 2016 Devoting 40 hours/month Work hours do not conflict with trading hours Business is not investment-related Uber Rideshare Driver 1099 Independant Contractor Remote position Started in June 2016 Devoting 40 hours/month Work hours do not conflict with trading hours Business is not investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-14 |
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