Bryce Jonathan Bergey

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2015-11-23

PA RA
APPROVED

Since 2015-11-23

Branch Locations

Malvern, PA • United States

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Malvern	PA	11/2015	Present
Principal Securities Inc	Malvern	PA	11/2015	Present

11/2015 → Present

Principal Life Insurance Company

Malvern, PA
11/2015 → Present

Principal Securities Inc

Malvern, PA

Previous Registrations

2015-06-09 → 2015-11-03

Girard Advisory Services, Llc

Souderton, PA

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST CO. POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/28/2022 ADDRESS: 222 S. 9th Street, Suite 1300, Minneapolis MN 55402, United States DESCRIPTION: Formally designated bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-08
S63	Uniform Securities Agent State Law Examination	2007-07-09

S65 Uniform Investment Adviser Law Examination

2015-06-08
S63 Uniform Securities Agent State Law Examination

2007-07-09

View on SEC IAPD