Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-24
NJ RA APPROVED 2014-01-14
PA RA APPROVED 2008-04-01
  • TX RA
    APPROVED_RES
    Since 2019-10-24
  • NJ RA
    APPROVED
    Since 2014-01-14
  • PA RA
    APPROVED
    Since 2008-04-01

Branch Locations

2000 Route 57, Hackettstown, NJ 07840 • United States

106 Route 10, Succasunna, NJ 07876 • United States

70 Flanders Bartley Rd, Flanders, NJ 07836 • United States

5 State Route 23 S, Hamburg, NJ 07419 • United States

32 Pittstown Rd, Clinton, NJ 08809 • United States

41 Sparta Ave, Sparta, NJ 07871 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

50 International Dr S, Flanders, NJ 07836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Washington NJ 06/2009 Present
Wells Fargo Advisors Llc Succasunna NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Succasunna NJ 11/2016 Present
  • 06/2009 → Present
    Wachovia Bank, N.A.
    Washington, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Succasunna, NJ
  • 11/2016 → Present
    Succasunna, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
  • S66 Uniform Combined State Law Examination
    2008-03-31
Other Names
  • Nicholas Simmonds
  • Nicholas Simmonds

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hackettstown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor