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Jonathan Richard Keithan

Charles Schwab & Co., Inc.

Austin, TX

CRD 5320119

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-14
  • TX RA
    APPROVED
    Since 2014-01-14

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 07/2013 Present
Charles Schwab Bank, Ssb Austin TX 05/2025 Present
Previous Registrations
  • 2011-09-19 → 2013-06-28
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Fort Worth, TX
  • 2011-09-19 → 2013-06-28
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

1) independent Musician | Investment Related:No|11613 Elk Park Trail|Austin|TX|78759|USA|Other|Guitar Intructor/Performer|2/22/2019|Varies|0|I will be teaching guitar lessons, recording musicians and performing on a part time basis.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-16
S63 Uniform Securities Agent State Law Examination 2007-06-30
  • S66 Uniform Combined State Law Examination
    2011-09-16
  • S63 Uniform Securities Agent State Law Examination
    2007-06-30
Other Names
  • Jonathan R Keithan

View on SEC IAPD

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