Taeyoon Kim

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 08/2023
  Minnesota Life Insurance Co.
  St. Paul, MN
• 04/2009 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 08/2012 → Present
  Tax & Financial Group
  Newport Beach, CA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-06-19 → 2023-08-10
  Securian Financial Services, Inc.
  Rancho Santa Fe, CA
  Newport Beach, CA
  St. Paul, MN

Other Businesses

1. KOREAN AMERICAN COALITION SAN DIEGO POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2011 ADDRESS: , San Diego CA , United States DESCRIPTION: Officer 2. NAME OF OTHER BUSINESS: TAX AND FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: PRIVATE RISK INSURANCE AGENCY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: P&C INSURANCE BROKERAGE; START DATE: 4/2011; POSITION/TITLE/RELATIONSHIP: PASSIVE MINORITY OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: NONE - PASSIVE MINORITY INVESTOR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-17
• S63 Uniform Securities Agent State Law Examination
  2009-05-21

Other Names

• Tae-Yoon Kim
• Treroon Kim