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Steven Goodman

Hornor, Townsend & Kent, LLC

Solon, OH

CRD 5319228

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Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-21
OH RA APPROVED 2013-07-01
  • FL RA
    APPROVED
    Since 2022-03-21
  • OH RA
    APPROVED
    Since 2013-07-01

Branch Locations

Solon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend And Kent, Inc Akron OH 04/2007 Present
Penn Mutual Life Ins Co Akron OH 04/2007 Present
  • 04/2007 → Present
    Hornor Townsend And Kent, Inc
    Akron, OH
  • 04/2007 → Present
    Penn Mutual Life Ins Co
    Akron, OH
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: 21ST CENTURY FINANCIAL | Position Held: Agent | Address: 29470 W WOODALL DRIVE, SALON, OH 44139 | Start Date: 02/2007 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 41-100 Hrs | Approx Trading Hrs Per Mth: 41-100 Hrs | Description of Duties: INVESTMENT AND LIFE INSURANCE SALES. 2) FIRM PROVIDES TRAINING, MARKETING SUPPORT AND ADMINISTRATIVE BACKROOM SERVICES FOR DISABILITY INSURANCE | Investment Related: No | DBA Name: THE FEIJENBAUM AGENCY | Position Held: Partner | Address: 29470 W WOODALL DRIVE, SALON, OH 44139 | Start Date: 02/2007 | Nature of Activity: Other | Approx Hrs Per Mth: 26-40 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: HELP ADVISORS OBTAIN DISABILITY & LTC INSURANCE PRODUCTS FOR THEIR CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-25
S65 Uniform Investment Adviser Law Examination 2013-04-29
  • S63 Uniform Securities Agent State Law Examination
    2018-04-25
  • S65 Uniform Investment Adviser Law Examination
    2013-04-29

View on SEC IAPD

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