Ryan O'COnnor

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 03/2017
  Metropolitan Life Insurance Company
  Downers Grove, IL
• 04/2007 → 03/2017
  Metlife Securities Inc
  Downers Grove, IL
• 03/2017 → 05/2018
  Mml Investors Services, Llc
  Downers Grove, IL
• 03/2017 → 05/2018
  Massachussets Mutual Life Insurance Company
  Springfield, MA
• 05/2018 → Present
  Lpl Financial Llc
  Downers Grove, IL
• 08/2022 → Present
  Highpoint Planning Partners
  Downers Grove, IL

Previous Registrations

• 2022-08-09 → 2022-11-11
  Highpoint Planning Partners
  Downers Grove, IL
• 2017-03-25 → 2018-05-10
  Mml Investors Services, Llc
  Lisle, IL
• 2008-09-05 → 2017-03-25
  Msi Financial Services, Inc.
  Downers Grove, IL

Other Businesses

1. 08/08/2018 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/07/2018 - 173 Hours Per Month/8 Hours During Securities Trading. 2. 06/20/2019 - O'Connor Family Farms - Investment related - Kankakee County, Illinois - Business Owner - start date:06/19/2019 - 2 hrs/mo - 0 hrs during trading - Secretary/Treasurer. 3. 3/6/2020 - National Life Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/11/2020 - 20 Hours Per Month During Securities Trading. 4. 01/13/2025- Highpoint Planning Partners- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/07/2025- 5 hours per month/ during trading 5. 12/26/2025 - Saint Katharine Drexel Catholic Church - Non-Profit Board Member - Parish Finance Council Board Member - Not Investment Related - Sugar Grove, IL - Start date 10/01/2023 - 1 hour per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-27
• S63 Uniform Securities Agent State Law Examination
  2007-10-29

Designations

• Certified Financial Planner