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Allan Pecka

J.P. Morgan Securities LLC

Chicago, IL

CRD 5318952

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-19
  • IL RA
    APPROVED
    Since 2022-07-19

Branch Locations

10 S. Dearborn Street Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 08/2013 Present
Jpmorgan Chase Bank Na Chicago IL 08/2013 07/2021
  • 08/2013 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 08/2013 → 07/2021
    Jpmorgan Chase Bank Na
    Chicago, IL
Previous Registrations
  • 2012-10-01 → 2013-08-19
    J.P. Morgan Securities Llc
    Chicago, IL
  • 2009-10-05 → 2012-10-01
    Chase Investment Services Corp.
    Chicago, IL
  • 2009-05-04 → 2009-08-14
    Chicago Investment Group, Llc
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-18
S63 Uniform Securities Agent State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2022-07-18
  • S63 Uniform Securities Agent State Law Examination
    2007-06-01
Other Names
  • Allan J Pecka

View on SEC IAPD

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