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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2016-05-26
  • IA RA
    APPROVED
    Since 2016-05-26

Branch Locations

Mason City, IA • United States

1527 S Monroe Ave, Mason City, IA 50401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Mason City IA 04/2016 Present
Thrivent Financial Appleton WI 08/2016 Present
Other Businesses

MASON CITY FAMILY YMCA BOARD POSITION: Board representative NATURE: The YMCA Board helps to make decisions for this nonprofit. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/10/2023 ADDRESS: 1840 S Monroe, Mason City IA 50401, United States DESCRIPTION: Attend Board meetings and listen to the happenings of the organization. Vote on items as they come up including maintenance of the building and future changes to the organization. WOMEN UNITED POSITION: Member NATURE: Women United is an extension of United Way. We fundraise to provide resources to organizations in our community that help impoverished women and their families. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 520 S Pierce Ave #204, Mason City IA 50401, United States DESCRIPTION: Events committee, approving grants TRINITY LUTHERAN CHURCH COUNCIL LIASON POSITION: Council Liaison NATURE: I will be the council liaison for Generosity committee. The council plans the big picture strategy for our congregation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2026 ADDRESS: 213 N Pennsylvania Ave., Mason City IA 50401, United States DESCRIPTION: This group focuses on the big picture strategy of our congregation. As the liaison from Generosity committee, I would inform them of what's coming up. I would also be part of voting on changes within our church.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
  • S66 Uniform Combined State Law Examination
    2016-05-25
Other Names
  • Aly Cook
  • Alyse Mckenzie Cook
  • Cook Mckenzie Alyse
  • Cook Aly

View on SEC IAPD

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