Mark Stanley Hornung

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 05/2024
  Edward Jones
  St Louis, MO
• 05/2024 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2009-01-16 → 2024-05-29
  Edward Jones
  Joliet, IL
  Joliet, IL
  St Louis, MO

Other Businesses

1) 05/16/2024-IHT Financial Services-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 03/11/2024-160hrs/mth 2) 01/15/2025- Hornung Financial Planning LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/03/2025- 40 Hours Per Month- 30 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-12-29
• S63 Uniform Securities Agent State Law Examination
  2007-05-01

Other Names

• Mark S Hornung