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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-06-28 |
| TX | RA | APPROVED_RES | 2018-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Providence | RI | 08/2016 | 11/2017 |
| Santander Securities Llc | Providence | RI | 08/2016 | 11/2017 |
| Citizens Bank | Providence | RI | 11/2017 | 05/2018 |
| Citizens Securities, Inc. | Providence | RI | 12/2017 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Wheaton | IL | 05/2018 | 02/2019 |
| Jp Morgan Securities, Llc | Wheaton | IL | 06/2018 | 02/2019 |
| J.P. Morgan Securities Llc | Libertyville | IL | 02/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Libertyville | IL | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-02 |
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