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Brian Anthony Kasbek

D.A. Davidson & Co.

Fort Mill, SC

Denver, CO

CRD 5318085

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-09
  • SC RA
    APPROVED
    Since 2024-04-09

Branch Locations

Fort Mill, SC • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 10/2008 12/2023
Unemployed Fort Mill SC 01/2024 03/2024
D.A. Davidson Companies Great Falls MT 04/2024 Present
  • 10/2008 → 12/2023
    Lpl Financial
    Charlotte, NC
  • 01/2024 → 03/2024
    Unemployed
    Fort Mill, SC
  • 04/2024 → Present
    D.A. Davidson Companies
    Great Falls, MT
Previous Registrations
  • 2008-10-21 → 2024-01-02
    Lpl Financial Llc
    Fort Mill, SC
    Fort Mill, SC
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
  • S66 Uniform Combined State Law Examination
    2008-03-27
Other Names
  • Brian Kasbek

View on SEC IAPD

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