David Bernard Adams

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 02/2017
  Lpl Financial
  El Paso, TX
• 02/2017 → 06/2024
  Securities America, Inc.
  El Paso, TX
• 02/2017 → 06/2024
  Securities America Advisors
  El Paso, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  El Paso, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  El Paso, TX

Previous Registrations

• 2017-02-15 → 2024-06-14
  Securities America Advisors, Inc.
  El Paso, TX
• 2010-12-03 → 2017-03-03
  Lpl Financial Llc
  El Paso, TX
  San Diego, CA
  El Paso, TX
• 2006-02-24 → 2010-12-06
  Chase Investment Services Corp.
  El Paso, TX
  El Paso, TX
  El Paso, TX
• 2005-02-10 → 2006-02-27
  Morgan Stanley Dw Inc.
  El Paso, TX

Other Businesses

DAVID ADAMS POSITION: Owner/ Advisor NATURE: Sell Insurance products to my clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/15/2017 ADDRESS: 6006 N. Mesa, Suite 901, El Paso TX 79912 DESCRIPTION: Help my existing and new clients with insurance related products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-08
• S63 Uniform Securities Agent State Law Examination
  2004-05-18