Chris Holcomb

Current Employers

Employment History

• 08/2011 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2015 → Present
  Heritage Financial Advisors, Llc
  Columbia, MD

Previous Registrations

• 2011-08-22 → 2011-10-17
  Walnut Street Securities, Inc.
  State College, PA
  Severn, MD
• 2010-11-03 → 2011-06-22
  Pnc Wealth Management Llc
  Annapolis, MD
  Pasadena, MD
  Edgewater, MD
  Annapolis, MD
  Severna Park, MD
  Annapolis, MD
  Columbia, MD
  Gambrills, MD
  Odenton, MD
  Fulton, MD
• 2009-06-01 → 2010-11-05
  Morgan Stanley
  Columbia, MD
• 2007-07-25 → 2009-06-01
  Citigroup Global Markets Inc.
  Columbia, MD

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 08/2011, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 08/2011, 28HRS/WK (20 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. HERITAGE FINANCIAL ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA FOR INSURANCE & FINANCIAL SERVICES, START 02/01/2015, 50-60 HRS/WK (32.5 TRADING HOURS), OWNER, FINANCIAL ADVISOR & MANAGER; 4. NAME OF OTHER BUSINESS: SCORE; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: MENTOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: MENTORING ENTREPRENEURS TO START, GROW OR SUCCESSFULLY EXIT A BUSINESS; 5. NAME OF OTHER BUSINESS: ASHLAND UNIVERSITY, INVESTMENT RELATED: NO, ADDRESS: 401 COLLEGE AVE, ASHLAND, OH 44805, NATURE OF BUSINESS: EDUCATIONAL INSTITUTION, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: ADVISOR, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PROVIDE ADVICE AND PERSPECTIVE ON THEIR CUSTOMER EXPERIENCE CERTIFICATE PROGRAM; 6. NAME OF OTHER BUSINESS: THE TREASURE PLAN; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BOOK; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: AUTHOR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: SELLING THE BOOK;

Exams

• S66 Uniform Combined State Law Examination
  2007-06-19

Designations

Other Names

• Christopher Todd Holcomb