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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-01-21 |
Branch Locations
10369 Clayton Rd 2Nd Fl [Support Center], Frontenac, MO 63131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 01/2014 | 02/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 01/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2020 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 01/2020 | Present |
CONLEY COMPOUND, LLC, NOT INVT RELATED, ROBERTSVILLE, MO, 100% OWNERSHIP WITH SPOUSE, START DATE 1/22/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, ROBERTSVILLE, MO, START: 6/19/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-27 |
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