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Steven J Kim

LPl Financial LLC

Bryan, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-05-03
  • TX RA
    APPROVED
    Since 2012-05-03

Branch Locations

1716 Briarcrest Dr. #102(Br1), Bryan, TX 77802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bryan TX 04/2012 Present
Previous Registrations
  • 2007-06-22 → 2012-04-09
    Edward Jones
    Bryan, TX
    Bryan, TX
    St Louis, MO
    Hilltop Lakes, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-08
  • S66 Uniform Combined State Law Examination
    2007-06-08
Other Names
  • Steve Kim
  • Steven Jin Suk Kim

View on SEC IAPD

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