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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-21 |
| KS | RA | APPROVED | 2024-03-21 |
| OH | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
275 Springside Dr Ste 270, Akron, OH 44333 • United States
10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States
11595 N Meridian St Ste 300, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Advisory Group | Overland Park | KS | 01/2007 | 03/2021 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Prosperity Advisors, Llc & Dba - Ss&G Wealth Management | Overland Park | KS | 05/2018 | 03/2022 |
| Prosperity Advisors, Llc, | Overlanf Park | KS | 03/2021 | Present |
| Comprehensive Retirement Solutions (Crs), Llc | Carmel | IN | 03/2022 | 02/2023 |
| Prosperity Holdings, Llc | Overland Park | KS | 03/2022 | Present |
| 9314 Lowell Llc | Overland Park | KS | 03/2023 | 12/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. PROSPERITY ADVISORS, LLC,; INVESTMENT RELATED; SAME AS OFFICE ADDRESS, DBA FOR FINANCIAL SERVICES; START 009/2025; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; CEO, MANAGER, BOARD OF DIRECTORS. DUTIES: CEO AND MANAGER, FINANCIAL ADVISOR, CONSULTANT AS CERTIFIED DIVORCE FINANCIAL ANALYST 2. PROSPERITY SHARED, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, SUB S CORP, STARTED 09/2025, POSITION/TITLE/RELATIONSHIP: POSITION: CHAIRMAN OF THE BOARD AND CEO; LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS; DESCRIPTION OF DUTIES: CORPORATION THAT OWNS PROSPERITY NETWORK OF ADVISORS, LLC. 3. NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 4. NAME OF OTHER BUSINESS: PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 09/2025, PART OWNER AND MANAGER; APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS; DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS, LLC. 5. NAME OF OTHER BUSINESS: PROSPERITY CAPITAL INVESTMENT, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: RESIDENT AGENT, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR INVESTMENTS; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE:04/2011; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0.25; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
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