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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-09-26 |
| DC | RA | APPROVED | 2023-06-21 |
| PA | RA | APPROVED | 2022-12-21 |
| MD | RA | APPROVED | 2015-12-10 |
| TX | RA | APPROVED | 2015-12-10 |
Branch Locations
7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Baltimore | MD | 12/2015 | Present |
1) BOUNDARY ROCK FINANCIAL GROUP; INVESTMENT RELATED; 449 N. POTOMAC ST., HAGERSTOWN MD 21742; PARTNER; 9/19/2013; 0 HRS/MONTH; 0 HRS/ MONTH DURING SECURITIES TRADING HOURS; SECURITIES MARKETING NAME 2) BOUNDARYROCK FINANCIAL GROUP, INVESTMENT RELATED; PENN STATE, MONT ALTO CAMPUS CHAMBERSBURGH PA MONTGOMERY COLLEGE, ROCKVILLE MD CAMPUS JEFFERSON CO. SCHOOLS, JEFFERSON CO WV; INSTRUCTOR; 5/28/2009; 6-12 HRS/MONTH; 0 HRS/MONTH DURING SECURITIES TRADING HOURS; TEACH FINANCIAL EDUCATION. NO PRODUCTS OR SERVICES ARE MENTIONED AND CLASS BUILT ON BASIC CONCEPTS. 3)Montgomery College / 51 Manakee St Rockville,Md 20850 / No/ Non Profit / USD / No / No / / Start Date 1/1/09 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-26 |
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