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Raymond Joseph Sicard

Falcon Wealth Planning, Inc.

Ontario, CA

Weymouth, MA

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Current Employers
Falcon Wealth Planning, Inc.

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-06
CA RA APPROVED 2025-06-05
TX RA APPROVED 2025-06-05
  • MA RA
    APPROVED
    Since 2025-08-06
  • CA RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Weymouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Somerville MA 03/2016 10/2018
Ameriprise Financial Services Inc Boston MA 01/2018 12/2020
Unemployed Weymouth MA 01/2021 01/2022
Facet Wealth Baltimore MD 01/2022 06/2024
Goodman Advisory Group, Llc Needham MA 07/2024 01/2025
Lpl Financial, Llc Needham MA 08/2024 11/2024
Unemployed Weymouth MA 01/2025 04/2025
Falcon Wealth Planning, Inc. Ontario CA 04/2025 Present
Falcon Wealth Planning, Inc. Weymouth MA 04/2025 Present
  • 03/2016 → 10/2018
    Unemployed
    Somerville, MA
  • 01/2018 → 12/2020
    Ameriprise Financial Services Inc
    Boston, MA
  • 01/2021 → 01/2022
    Unemployed
    Weymouth, MA
  • 01/2022 → 06/2024
    Facet Wealth
    Baltimore, MD
  • 07/2024 → 01/2025
    Goodman Advisory Group, Llc
    Needham, MA
  • 08/2024 → 11/2024
    Lpl Financial, Llc
    Needham, MA
  • 01/2025 → 04/2025
    Unemployed
    Weymouth, MA
  • 04/2025 → Present
    Falcon Wealth Planning, Inc.
    Ontario, CA
  • 04/2025 → Present
    Falcon Wealth Planning, Inc.
    Weymouth, MA
Previous Registrations
  • 2022-01-23 → 2024-06-04
    Facet
    Weymouth, MA
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-15
S63 Uniform Securities Agent State Law Examination 2018-11-14
  • S66 Uniform Combined State Law Examination
    2024-11-15
  • S63 Uniform Securities Agent State Law Examination
    2018-11-14
Designations
Other Names
  • Raymond J Siccud
  • Raymond J Sicard
  • Raymond J Sicard
  • Raymond Joseph Sicard
  • Raymond Joseph Sicard

View on SEC IAPD

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