Gregory Theodore Degray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Lpl Financial Llc
  Bluefield, WV

Previous Registrations

• 2009-01-02 → 2013-09-17
  Raymond James Financial Services Advisors, Inc
  Bluefield, WV
• 2008-01-14 → 2009-01-02
  Raymond James Financial Services, Inc.
  Bluefield, WV

Other Businesses

1. 09/16/2013: Investment Planning Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/2/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/18/2013 - 1 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-17

Other Names

• Greg De Gray
• Gregory Theodore De Gray