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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WV | RA | APPROVED | 2013-09-24 |
Branch Locations
3008 E. Cumberland Road, Bluefield, WV 24701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bluefield | WV | 09/2013 | Present |
1. 09/16/2013: Investment Planning Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/2/2016: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 09/18/2013 - 1 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
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