Gregory Michael Smith

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 07/2022
  Lpl Financial, Llc
  Vancouver, WA
• 07/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2012-05-11 → 2022-07-20
  Lpl Financial Llc
  Vancouver, WA
  Vancouver, WA
  Olympia, WA
  Vancouver, WA
• 2011-01-03 → 2012-05-18
  Wells Fargo Clearing Services, Llc
  Portland, OR
  Vancouver, WA
  Portland, OR
  Vancouver, WA
• 2007-07-05 → 2011-01-03
  Wells Fargo Investments, Llc
  Portland, OR
  Vancouver, WA
  Portland, OR
  Portland, OR
  Portland, OR
  Portland, OR
  Portland, OR

Other Businesses

1) STORIED WEALTH PS / Camas WA 98607 / 01/01/2019 / INV REL / OWNER - DBA / 15 HR/MO - 5 HR/MO TRADING 2) INSURANCE, STORRIED WEALTH / Camas WA 98607 / 07/01/2009 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 5 HR/MO - 5 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/12/2022

Exams

• S66 Uniform Combined State Law Examination
  2007-07-03