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Sophia Ramalho Pires

Morgan Stanley

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
CA RA APPROVED 2017-11-13
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • CA RA
    APPROVED
    Since 2017-11-13

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Menlo Park CA 01/2011 11/2016
Wells Fargo Bank Palo Alto CA 04/2014 11/2017
Morgan Stanley Palo Alto CA 11/2017 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Menlo Park, CA
  • 04/2014 → 11/2017
    Wells Fargo Bank
    Palo Alto, CA
  • 11/2017 → Present
    Morgan Stanley
    Palo Alto, CA
Previous Registrations
  • 2011-01-03 → 2017-11-16
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Palo Alto, CA
    Menlo Park, CA
    Palo Alto, CA
    Minneapolis, MN
  • 2007-09-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Menlo Park, CA
    Menlo Park, CA
    Mountain View, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-19
  • S66 Uniform Combined State Law Examination
    2007-09-19
Other Names
  • Sophia Pires Iaggi
  • Sophia Ramalho Pires
  • Sophia Ramalho Pires
  • Sophia Pires Iaggi
  • Sophia R Pires
  • Sophia Pires

View on SEC IAPD

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