Best Investors
Account
Sign in
Best Investors
Account
Sign in
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-08 |
| NJ | RA | APPROVED | 2021-06-21 |
Branch Locations
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States
1 Maynard Drive Suite 2101, Park Ridge, NJ 07656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Paramus | NJ | 10/2008 | 06/2021 |
| Bank Of America,N.A. | Paramus | NJ | 06/2011 | 06/2021 |
| Pallas Capital Advisors, Llc | Braintree | MA | 06/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2021 | Present |
Pallas Capital Advisors - Investment Related - 1 Maynard Drive Suite 2101, Park Ridge, NJ 07656 - Investment Advisory - Start: 6/18/2021 - 160 hours/40 trading hours - Build and maintain client relationships including educating and providing the client with in-depth knowledge of of products and services, serving as a client advocate, assisting clients with opening accounts, and processing customer account changes. PKS Financial - Investment Related - 80 State Street, Albany, NY 12207 - Fixed/Traditional Insurance - Agent - 06/2021 - 4 hours/4 trading hours - Sales of Fixed/Traditional Insurance Products. Yellowfin Wealth Management LLC. Not investment related. 599 West saddle River Rd, Upper Saddle River, New Jersey 07458. Holding company. Owner. Owner. 1. 0. I direct my RIA and PKS fee and compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-18 |
Reach out to this advisor