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Sherri Lynn Fichtner

Wells Fargo Clearing Services, LLC

Joplin, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-01-14
TX RA APPROVED_RES 2016-12-02
  • MO RA
    APPROVED
    Since 2019-01-14
  • TX RA
    APPROVED_RES
    Since 2016-12-02

Branch Locations

2819 E 29Th St, Joplin, MO 64804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Joplin MO 03/2009 11/2016
Southwest Missouri Bank Joplin MO 03/2007 11/2016
Wells Fargo Advisors, Llc Joplin MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc Joplin MO 11/2016 Present
  • 03/2009 → 11/2016
    Raymond James Financial Services,Inc
    Joplin, MO
  • 03/2007 → 11/2016
    Southwest Missouri Bank
    Joplin, MO
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Joplin, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Joplin, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-11
S63 Uniform Securities Agent State Law Examination 2009-08-28
  • S66 Uniform Combined State Law Examination
    2019-01-11
  • S63 Uniform Securities Agent State Law Examination
    2009-08-28
Other Names
  • Sherri Webb
  • Sherri Fichtner
  • Sherri Lynn Webb

View on SEC IAPD

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Other Offices

ARVEST WEALTH MANAGEMENT · JOPLIN, MO
CREATIVE FINANCIAL DESIGNS, INC. · Joplin, MO
EDWARD JONES · JOPLIN, MO
CORNERSTONE WEALTH MANAGEMENT, LLC · Joplin, MO
EDWARD JONES · JOPLIN, MO
LPL FINANCIAL LLC · JOPLIN, MO
EDWARD JONES · Joplin, MO
EDWARD JONES · JOPLIN, MO

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