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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-26
TX RA APPROVED_RES 2024-04-26
  • NC RA
    APPROVED
    Since 2024-05-26
  • TX RA
    APPROVED_RES
    Since 2024-04-26

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Charlotte NC 08/2011 04/2024
Janney Montgomery Scott Llc Charlotte NC 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-08
S63 Uniform Securities Agent State Law Examination 2007-07-16
  • S65 Uniform Investment Adviser Law Examination
    2011-08-08
  • S63 Uniform Securities Agent State Law Examination
    2007-07-16
Other Names
  • Jamie Halbig
  • Jamie Hardy
  • Jamie Hardy

View on SEC IAPD

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