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Elizabeth A Abben

Mwa Financial Services Inc.

Rock Island, IL

Waverly, IA

CRD 5315912

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-12-17
IA RA APPROVED 2025-12-17
  • IL RA
    APPROVED
    Since 2025-12-17
  • IA RA
    APPROVED
    Since 2025-12-17

Branch Locations

1701 1St Avenue, Rock Island, IL 61201 • United States

Waverly, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 01/2007 05/2022
Cuna Mutual Group Waverly IA 01/2007 05/2022
Lpl Financial Llc Waverly IA 05/2022 02/2024
Mwa Financial Services Inc Rock Island IL 02/2024 Present
  • 01/2007 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2007 → 05/2022
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → 02/2024
    Lpl Financial Llc
    Waverly, IA
  • 02/2024 → Present
    Mwa Financial Services Inc
    Rock Island, IL
Previous Registrations
  • 2022-05-18 → 2024-02-15
    Lpl Financial Llc
    Fort Mill, SC
    Waverly, IA
    Waverly, IA
  • 2013-07-15 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Waverly, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2013-07-12
Other Names
  • Elizabeth Ann Schaefer

View on SEC IAPD

Nearby Firms

BRIDGFORD WEALTH ADVISORY, LLC
LPL FINANCIAL LLC
EDWARD JONES

Nearby Investors

SCOTT MICHAEL BRIDGFORD
MICHAEL SCOTT BRIDGFORD
KELLIE MARIE RECH

Nearby Offices

BRIDGFORD WEALTH ADVISORY, LLC · ROCK ISLAND, IL
LPL FINANCIAL LLC · ROCK ISLAND, IL
EDWARD JONES · ROCK ISLAND, IL

More in Rock Island, IL

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