Kim Martin Caldwell

Current Employers

Employment History

• 11/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Annapolis, MD
• 11/2009 → Present
  Bank Of America, N.A.
  Annapolis, MD

Previous Registrations

• 2007-09-24 → 2007-11-15
  Citigroup Global Markets Inc.
  Annapolis, MD

Other Businesses

I*107685 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: UNIVERSITY OF MARYLAND ANNAPOLIS ALUMNI CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: COLLEGE PARK, MARYLAND 20742 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 12/1/2016 NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SIT ON THE BOARD THAT HOSTS EVENTS FOR LOCAL UNIVERSITY OF MARYLAND ALUMS. WE DO COMMUNITY BASED EVENTS AND HELP RAISE MONEY FOR THOSE CHARITIES. I*2405270, Entity Type: , Name of OBA: T N B, Address: severna park, Maryland, 21146, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 21-Apr-2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2806281, Entity Type: , Name of OBA: Estate of T N B, Address: severna park, Maryland, 21146, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 03-Sep-2025, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2007-09-17