Gioia Lyn Mccarthy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 11/2012 → Present
  Bank Of America N.A.
  Newport Beach, CA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAXUM PARTNERS I INVESTMENT RELATED: N ADDRESS OF BUSINESS: SAN JUAN CAPISTRANO, CALIFORNIA 92675 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY HUSBAND HAS ESTABLISHED THIS LLC IN ORDER TO COLLECT CONSULTING FEES FOR A PROJECT. HE HAS NAMED ME IN THE PARTNERSHIP JUST IN CASE SOMETHING HAPPENS TO HIM AS OUR CHILDREN ARE NOT OLD ENOUGH TO BE INVOLVED. I WILL NOT BE CONDUCTING BUSINESS. I*125623 For profit or not for profit: Non-Profit Organization Name of outside business organization: Jewish Vocational Services Investment related: N Address of business: San Francisco, California 94104 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/2/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Board Member for JVS

Exams

• S66 Uniform Combined State Law Examination
  2012-02-20

Other Names

• Gioia Lyn Corigliano
• Gioia Lyn Mccarthy
• Gioia L Mccarthy